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Senior Managers & Certification Regime: Transforming Culture

ON DEMAND

AUGUST 2022

Corporate culture remains high on the regulatory agenda.  The FCA continues to focus on delivering the right outcomes to prevent harm to consumers and the wider market.  Join us as we look at cultural change and how SM&CR is helping industry.

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In this event, we consider the following areas:

  • What is culture?
  • Regulatory developments
  • Current regulatory expectations
  • How does SM&CR impact culture?
  • What do firms need to do?
  • How can Ruleguard help?
  • Q&A

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.