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Ruleguard’s regulatory insights & resources

Dive deep into compliance mastery and enjoy browsing through our exclusive, extensive regulatory insights and resource library tailored for Financial Services.

Gain unparalleled access to cutting-edge insights, articles, and the latest trends impacting governance, risk, and compliance (GRC). Our webinars, whitepapers, and podcasts are brimming with expert knowledge, practical tips, and strategic guidance.

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Webinars

Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

Operational Resilience: Protect Investors & Enhance Compliance

Operational Resilience: Protect Investors & Enhance Compliance

risk management,  operational resilience,  operational frameworks,  UPCOMING

During this event, we’ll provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.

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Ruleguard CASS Roundtable

Ruleguard CASS Roundtable

audit,  CASS,  client assets

We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.

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Financial Crime: Preventing Market Abuse

Financial Crime: Preventing Market Abuse

risk management,  cryptoassets,  operational risk

In this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.

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Practical Considerations for Regulatory Change Management

Practical Considerations for Regulatory Change Management

regulatory change management,  on demand,  AI

In this on-demand webinar, the panelists discuss the challenges firms encounter in managing regulatory changes and the urgency with which they must respond. The session also highlights the importance of meeting this year's deadlines, explores various RegTech solutions...

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Risk Management: Tactics for Digital Assets

Risk Management: Tactics for Digital Assets

risk management,  cryptoassets,  operational risk

With today’s technological advancements comes innovation risks. In our latest webinar, we’ll explore the challenges of managing the risks associated with digital assets.

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Take the sting out of your CASS audit!

Take the sting out of your CASS audit!

audit,  CASS

In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

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Accountability: Satisfying global standards

Accountability: Satisfying global standards

accountability

Since the global financial crisis, there has been a growing regulatory emphasis on individual accountability. In our latest event, we examine and compare the various models being adopted globally.

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