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Ruleguard CASS Roundtable
We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.
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Compliance and
risk management
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compliance
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duty
Third Party Risk: Outsourced, not out of sight
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Ease your firm’s risk of non-compliance
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Innovative and robust banking compliance tools
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Automate key tasks and boost transparency
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Track, monitor and prove compliance with ease
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Bolster your audit preparation and oversight
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Make compliance your competitive advantage
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by Function
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Prevent misconduct with enterprise risk management
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Give your team greater visibility and control
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Streamline HR compliance and reduce admin
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Your golden source of truth for governance
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Minimise duplication, bottlenecks and inefficiency
Third Party Risk: Outsourced, not out of sight
Register NowBest Practice in Third Party Risk Management
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Third Party Risk: Outsourced, not out of sight
Register NowSM&CR: Enhancing Ethics, Accountability & Culture
Read moreInsights
Third Party Risk: Outsourced, not out of sight
WebinarOperational Resilience: Protect Investors & Enhance Compliance
WEBINARFinancial Crime: Preventing Market Abuse
WEBINARRisk Management: Tactics for Digital Assets
WEBINARRegulatory Updates: Blueprint for Success
WEBINARThe Secret to Successful Product Governance
White paperOperational Resilience: Adapt, Respond & Recover
White paperBest Practice in Third Party Risk Management
White paperGuide to the FCA’s Strategy
Third Party Risk: Outsourced, not out of sight
Register NowOperational Resilience: Adapt, Respond & Recover
Read moreThursday 27th March 2025 - The City, London
Building Operational Resilience Together
This event is designed for professionals in financial services who are navigating the complex landscape of operational resilience. With insights from regulatory developments, industry best practices, and real-world solutions, attendees will leave equipped with actionable strategies to strengthen their firm's resilience.
Learn from Experts: Gain a deep understanding of operational resilience from industry leaders, including evolving FCA guidelines and practical approaches to meet regulatory expectations.
Engage in Meaningful Discussions: Participate in interactive panel debates and Q&A sessions to discuss key challenges like assessing critical business services, addressing siloed processes, and leveraging technology to bridge resource gaps.
Discover Innovative Solutions: See firsthand how Ruleguard’s tailored solutions can support operational resilience, with real-world examples of successful implementations.
Network with Peers: Connect with industry professionals facing similar challenges, exchange ideas, and build valuable relationships during the networking session.
RSVP today to gain the knowledge, tools, and connections to enhance your operational resilience strategy effectively.
Head of Risk & Compliance
Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
Commercial Strategy Director
Senior Policy Adviser at the Investment Association
James King is the Senior Policy Adviser at the Investment Association. He is responsible for technology, operational resilience and cyber resilience.
We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.
Read MoreIn this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.
Read More