Webinars - Ruleguard

Take the sting out of your CASS audit!

Written by Admin | Aug 23, 2024 7:38:19 AM

 

In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

Key topics discussed by the panelists include:

  1. How your firm can complete a CASS audit more efficiently
  2. The reasons behind rising CASS audit fees and how to manage them
  3. The growing significance of technology in your CASS audit approach
  4. The benefits of conducting a CASS health check

Watch on demand now, to see how to ease the burden of your CASS audit!

Ensure crystal clear CASS compliance and auditing

Ruleguard’s Client Assets compliance solution provides an electronic feed of CASS rules, directly from the regulators, to ensure firms are always equipped with the latest version of the rules.