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Take the sting out of your CASS audit!

ON DEMAND

Every year, our clients encounter substantial challenges as they prepare for their annual CASS audits. Whether they are investment firms or asset management companies, if they are holding client assets, they must submit client asset reports to the regulator, fully complying with FCA guidelines.

This obligation imposes significant time and resource strains on teams that are already stretched thin. Tune in to PIMFA's on demand webinar, sponsored by Ruleguard, to discover how you can ensure you're audit-ready!

Speakers from PIMFA, Ruleguard, Leaman Crellin Ltd and Bovill.

 

In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

Key topics discussed by the panelists include:

  1. How your firm can complete a CASS audit more efficiently
  2. The reasons behind rising CASS audit fees and how to manage them
  3. The growing significance of technology in your CASS audit approach
  4. The benefits of conducting a CASS health check

Watch on demand now, to see how to ease the burden of your CASS audit!

Ensure crystal clear CASS compliance and auditing

Ruleguard’s Client Assets compliance solution provides an electronic feed of CASS rules, directly from the regulators, to ensure firms are always equipped with the latest version of the rules.