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Regulatory Updates: Blueprint for Success

ON DEMAND

Staying compliant is crucial to avoid legal penalties, fines, and reputational damage.

In this webinar, we discussed how firms need to understand the rules and regulations that apply to them and how they can monitor and track regulatory developments to anticipate future changes.

Tune in to our on demand webinar, where our industry experts look at how you can be proactive in compliance and enhance your firm's ability to compete in the marketplace, by fostering trust and reliability. 

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In this session, Priscilla Gaudoin, Ruleguard’s Head of Risk & Compliance shares her insights into creating a successful compliance programme.

We delve into identifying your compliance universe before dipping into horizon scanning and tips for keeping on top of regulatory developments.

In Ruleguard’s on demand event, we cover the following areas:

  • Defining the compliance universe
  • Linking obligations and activities
  • Managing regulatory developments
  • Evidencing compliance

Whether you’re a risk or compliance professional, this session is perfect if you're looking to enhance and transform your existing compliance model.

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.