Webinar: Practical Considerations for Regulatory Change Management

On Demand

Regulatory change management has become a norm across financial markets but a challenge for financial institutions that must monitor, manage and adapt to ensure compliance with both minor and major adjustments to obligations.

This year presents significant challenges, with major updates to European Market Infrastructure Regulation Refit (EMIR Refit), Markets in Financial Instruments Directive (MIFID II), and Markets in Financial Instruments Regulation (MiFIR), among others.

In this on-demand webinar, the panelists discuss the challenges firms encounter in managing regulatory changes and the urgency with which they must respond. The session also highlights the importance of meeting this year's deadlines, explores various RegTech solutions that can help, and examines how technologies like machine learning, AI, and generative AI can ease the burden and enhance the efficiency of regulatory change management.

Tune in to the webinar to find out more about:

Upcoming regulatory change and its obligations
Practical considerations for change management
Helpful RegTech tools, techniques, solutions and services
Potential of machine learning and AI to ease the burden
Benefits of getting it right, penalties of getting it wrong

Don’t miss this opportunity to hear from thought leaders on how you can enhance your regulatory change management processes, reduce risks, and ensure compliance with new obligations.

Survey Results: During the webinar, an interactive survey was carried out to find out:

Key challenges firms face when managing regulatory changes
Main concerns when adopting new Gen AI/LLMs
Confidence in the firm's regulatory change management framework

Download Survey Results here

It all starts with the rules.

See how you can stay on top of rule changes, transforming compliance risk from daunting to routine.

Learn more about Ruleguard's Regulatory Updates Solution

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Nicole-Hansen-250-1

Nicole Hansen

Compliance and Conduct - Change Lead NatWest Group

Experienced Programme Manager with a track record of delivering strategic, commercial technology solutions in Risk and Compliance.

Linda-Gibson-250

Linda Gibson

Director, Head of Regulatory Change EMEA, BNY Pershing

Highly experienced compliance leader who has worked at the UK regulator, as a compliance consultant and in trading, custody, clearing and settlement. Currently managing a team horizon scanning across incoming UK and EU regulations and running the regulatory change programme and working with the business to implement.

Adrian-Sharp-250

Moderator: Adrian Sharp

Editorial Contributor, RegTech Insight, from A-Team Group

Adrian helps SMBs drive traffic, generate leads, and boost sales through SEO-optimized content. With over three decades in I.T., Adrian blends technical expertise with content marketing, specializing in SEO, content strategy, and storytelling. His experience spans leadership roles, developing go-to-market strategies, and creating impactful collateral.