Demonstrating CASS Oversight
Key learning takeaways
Read MorePlatform
Compliance and
risk management
Employee
compliance
Consumer
duty
Third Party Risk: Outsourced, not out of sight
Register NowOperational Resilience: Adapt, Respond & Recover
Read moreYour Compliance
Solutions
by Sector
Asset Management
Ease your firm’s risk of non-compliance
Banking
Innovative and robust banking compliance tools
Funds
Automate key tasks and boost transparency
Insurance
Track, monitor and prove compliance with ease
Pensions
Bolster your audit preparation and oversight
Wealth Management
Make compliance your competitive advantage
Solutions
by Function
Risk
Prevent misconduct with enterprise risk management
Compliance
Give your team greater visibility and control
Human Resources
Streamline HR compliance and reduce admin
Governance
Your golden source of truth for governance
Operations
Minimise duplication, bottlenecks and inefficiency
Third Party Risk: Outsourced, not out of sight
Register NowBest Practice in Third Party Risk Management
Read NowAbout
About Ruleguard
Discover Ruleguard's origin, journey and vision
Our Team
Meet the great team behind the Ruleguard platform
Partners
Explore Ruleguard’s key strategic partnerships
Work With Us
Ruleguard Careers
Ruleguard News
Read our latest company news
Success Stories
Read our success stories
Third Party Risk: Outsourced, not out of sight
Register NowSM&CR: Enhancing Ethics, Accountability & Culture
Read moreInsights
Third Party Risk: Outsourced, not out of sight
WebinarOperational Resilience: Protect Investors & Enhance Compliance
WEBINARFinancial Crime: Preventing Market Abuse
WEBINARRisk Management: Tactics for Digital Assets
WEBINARRegulatory Updates: Blueprint for Success
WEBINARThe Secret to Successful Product Governance
White paperOperational Resilience: Adapt, Respond & Recover
White paperBest Practice in Third Party Risk Management
White paperGuide to the FCA’s Strategy
Third Party Risk: Outsourced, not out of sight
Register NowOperational Resilience: Adapt, Respond & Recover
Read moreON DEMAND
Disruptions to critical or important business services can have far-reaching consequences not just for the financial services, but national economies and consumers. Consequently, senior executives need to ensure strategic alignment between operational resilience, business objectives, reputational risk, and customer trust.
In this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.
Watch on demand, as we cover the following areas:
This event aims to provide an overview of key aspects of operational resilience to assist firms in prioritising their operational resilience frameworks. Our content will be of interest to senior executives, compliance, risk, IT, and customer facing professionals.
Feel free to browse through some of our pertinent thought leadership pieces:
Blog: Operational Resilience: Why is it so important for insurers
Blog: Operational Resilience: Don't forget cyber resilience!
White paper: Operational Resilience: Adapt, respond and recover
See why the world's leading financial institutions trust Ruleguard to effectively manage their regulatory compliance. Arrange a discovery call with our RegTech Consultants.
Head of Risk & Compliance
Priscilla is a former consultant, CCO and MLRO, experienced in providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
Key learning takeaways
Read MoreIn this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.
Read More