Webinars - Ruleguard

Financial Promotions: Gateway to Success | Ruleguard Webinar

Written by Ruleguard | Apr 23, 2024 9:30:54 AM

The purpose of the regulatory gateway is to improve the quality of financial promotions, but also to provide the FCA with greater oversight of the approval of financial promotions.  Approver Firms can expect even greater scrutiny of their sign off processes.

Join us as we delve into the following areas:

  • What is the Financial Promotions Gateway?
  • What’s changed and why?
  • Challenges facing firms 
  • Regulatory perspective
  • Impact upon other regulatory initiatives
  • Meeting your obligations
  • Ruleguard’s approach

We’ll help you with practical tips to demonstrate a robust approval process.

This webinar took place in November 2023 but is now available to watch on demand.