Senior Managers & Certification Regime: Transforming Culture
In this event, we consider the following areas:
Read MorePlatform
Compliance and
risk management
Employee
compliance
Consumer
duty
Financial Crime: Preventing Market Abuse
Save my seat!Operational Resilience: Adapt, Respond & Recover
Read moreYour Compliance
Solutions
by Sector
Asset Management
Ease your firm’s risk of non-compliance
Banking
Innovative and robust banking compliance tools
Funds
Automate key tasks and boost transparency
Insurance
Track, monitor and prove compliance with ease
Pensions
Bolster your audit preparation and oversight
Wealth Management
Make compliance your competitive advantage
Solutions
by Function
Risk
Prevent misconduct with enterprise risk management
Compliance
Give your team greater visibility and control
Human Resources
Streamline HR compliance and reduce admin
Governance
Your golden source of truth for governance
Operations
Minimise duplication, bottlenecks and inefficiency
Financial Crime: Preventing Market Abuse
Register todayBest Practice in Third Party Risk Management
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Insights
Financial Crime: Preventing Market Abuse
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White paperBest Practice in Third Party Risk Management
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ON DEMAND
MARCH 2023
In the UK, recent fines and S-166 investigations have focused on firms’ failure to manage risks effectively. In our webinar, we focus on what it means to raise awareness and encourage ownership in the business. We also examine some key regulatory messages from the UK, EU, and USA.
In this event you’ll learn:
Head of Risk & Compliance
In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
In this event, we consider the following areas:
Read MoreKey learning takeaways
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