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Elevate your CASS compliance

November 6th 2024 - London, UK

Every year, our clients encounter substantial challenges as they prepare for their annual CASS audits. Whether they are investment firms or asset management companies, if they are holding client assets, they must submit client asset reports to the regulator, fully complying with Client Asset related requirements, from CASS rule mapping and Resolution Packs to CAR, SCAF, ISEM, and more.
 
This obligation imposes significant time and resource strains on teams that are already stretched thin.

Register to join our exclusive 'by invitation only' event to discover how you can ensure you're audit-ready through the power of RegTech!

Event Highlights:

Join us on Wednesday, November 6th, for an insightful session where industry experts will discuss CASS challenges, share strategies to enhance your compliance, explore the latest market trends, and more.
  • Hear from special guest speakers from a global financial services company on third-party oversight and compliance challenges.
  • Learn about the latest regulatory developments and key CASS compliance requirements.
  • Discover how your peers are using technology to manage CASS compliance and evidence collection.
  • Gain insights into how financial services firms collaborate with auditors and third-party administrators through technology.

Register today to save your space!

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Ed Buckman

Ed Buckman

Commercial Strategy Director

As the man responsible for shaping Ruleguard's commercial direction, Ed wears many hats. He engages with our clients and strategic partners, keeps an eye on regulatory developments, and works with the product team to improve and enhance our platform.