Priscilla Gaudoin

Head of Risk & Compliance

Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors. She has also held senior management roles as the Chief Compliance Officer and MLRO. Priscilla has significant experience in designing and implementing compliance processes and controls as well as risk management frameworks. She is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.

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Priscilla’s dual role also encompasses the oversight of risk management at Ruleguard, and strategic guidance on the development of Ruleguard’s GRC solutions. She is a strong advocate of RegTech and believes that leveraging advanced technology is key to proactively managing regulatory risks and boosting operational efficiency.

Committed to knowledge sharing, Priscilla plays a vital role in supporting the next generation of compliance professionals. She has contributed to the PIMFA CASS Academy, sponsored by Ruleguard, and regularly mentors junior professionals in the industry. Include link to CASS academy.

Priscilla brings extensive experience as a consultant, offering expert regulatory advice to financial services firms, including financial advisors, investment management firms, fund managers, and insurers. She has helped these organisations evaluate and interpret regulations and implement robust processes and controls that stand up to external scrutiny.

She has also held senior leadership roles as Chief Compliance Officer and MLRO, where she oversaw regulatory visits and thematic reviews, as well as the design and implementation of end-to-end compliance and risk management programmes.

Priscilla is a certified compliance professional specialising in governance, risk management and compliance. She is a Fellow of the International Compliance Association, and an active member of the IRM.

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Operational Resilience: Protect Investors & Enhance Compliance

risk management, operational resilience, operational frameworks, UPCOMING

During this event, we’ll provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.

Financial Crime: Preventing Market Abuse

risk management, cryptoassets, operational risk

In this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.

Practical Considerations for Regulatory Change Management

regulatory change management, on demand, AI

In this on-demand webinar, the panelists discuss the challenges firms encounter in managing regulatory changes and the urgency with which they must respond. The session also highlights the importance of meeting this year's deadlines, explores various RegTech solutions...