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Ruleguard CASS Roundtable

We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.

Take the sting out of your CASS audit!

In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

Accountability: Satisfying global standards

Since the global financial crisis, there has been a growing regulatory emphasis on individual accountability. In our latest event, we examine and compare the various models being adopted globally.

Control Your Conflicts: Strategies for Transparency & Integrity | Ruleguard Webinar

This on-demand webinar explores the topic of managing conflicts effectively within financial services.

Beyond Compliance: Elevating Governance and Managing Risks Effectively | Ruleguard Webinar

In this exclusive on-demand webinar, Ruleguard’s seasoned experts delve into the complexities of implementing and maintaining a holistic Governance, Risk, and Compliance (GRC) framework.

Navigating Disruption: Building Operational Resilience in Today's World | Ruleguard Webinar

Beyond the Checklist: Unveiling the True Essence of Consumer Duty

Financial Promotions: Gateway to Success | Ruleguard Webinar

Spotlight on the Appointed Representative Regime | Ruleguard Webinar

Build a Winning Risk Strategy | Ruleguard Webinar

Regulatory Developments: How to be a Catalyst for Change | Ruleguard Webinar

How to Successfully Embed Consumer Duty | Ruleguard Webinar