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Accountability in Financial Services: Preparing for Change

ON DEMAND

APRIL 2023

After almost 10 years, the UK is evaluating the effectiveness of the SM&CR across the various sectors.  HMT’s Call for Evidence has been launched alongside the FCA and PRA’s joint Discussion Paper.  How is this likely to impact regulatory firms, and individuals?  Get a comprehensive look at the changing landscape of SMCR in the UK and accountability globally.

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View our event and learn more about:

  • The latest regulatory developments
  • How effective collaboration can help firms stay compliant
  • How to monitor compliance efficiently
  • How to provide regulatory assurance
  • How Ruleguard can help you

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.