Navigating CASS Governance & Assurance

Join us for an enlightening conversation with John O'Dwyer, CEO and Founder of Ruleguard, and Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard, as they delve into the evolution of CASS governance challenges from 2013-14 to the present.

Explore how policy statements in 2015 reshaped the industry, prompting firms to enhance their policies for improved CASS governance. In this video, unravel the essential components of CASS governance, including culture, accountability, and the pivotal role of technology.

Discover the persisting challenges and gaps in processes that firms still encounter, and delve into the significance of technology in constructing efficient workflows and ensuring compliance with CASS governance regimes.