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Principals,
BEAR,
ESMA
Unveiling the Catalysts for Compliance Technology Adoption Join us as we delve into the motivations driving firms towards compliance technology solutions, with a special focus on the common threads that lead them to Ruleguard. From ensuring regulatory confidence to...
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Principals,
BEAR,
ESMA
Overcoming Operational Hurdles: Client Perspectives on Documenting CASS Compliance Explore the primary challenges voiced by firms when it comes to documenting their CASS compliance processes, as shared through discussions with clients. Uncover the complexities of...
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Principals,
BEAR,
ESMA
Mastering CASS Compliance: Focus Areas for Firms Explore the complexities of CASS compliance and where firms should direct their attention. Learn about the intertwining of oversight, governance, and accountability, and navigate the nuances of robust audits. Gain...
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