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Financial Crime: Preventing Market Abuse
WEBINARRisk Management: Tactics for Digital Assets
WEBINARRegulatory Updates: Blueprint for Success
WEBINARThe Secret to Successful Product Governance
WEBINARUnderstanding the impact & implementation of the UK’s Consumer Duty
WebinarAccountability: Satisfying global standards
White paperOperational Resilience: Adapt, Respond & Recover
White paperBest Practice in Third Party Risk Management
White paperGuide to the FCA’s Strategy
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Ruleguard streamlines service organisation assurance, ensuring your third-party controls meet standards like ISO 27K, AAF, SSAE 18 or ISAE 3402, boosting trust and compliance.
Review the Service Organisation Control (SOC) reports that are generated, to gain confidence in the service organisation’s ability to manage risks effectively. With Ruleguard on your side, you’ll maintain your competitive edge. Explore the benefits of our integrated audit solution.
Transparent processes
Automate and clarify the audit process, offering comprehensive insights into service providers' controls, particularly around data security and integrity.
Efficient collaboration
Facilitate effective three-way communication among auditors, service organisations, and your firm, enhancing efficiency and reducing manual work.
Everything you need, in one place
Record controls, processes, and risks pertinent to compliance, mapping them directly to standards for comprehensive oversight. Simplify your audit preparations, as our platform consolidates all necessary information in one location, enhancing the likelihood of successful compliance verification.
Stay up to date with service organisation assurance – at all times
Keeping up with the Joneses (in this case the constantly evolving regulatory environment) and ensuring that the service organisation assurance aligns with these ongoing changes can be tricky. We keep you informed about new regulations and assurance processes – 24/7.
Ruleguard's approach to service organisation assurance simplifies compliance, ensuring your third-party relationships uphold the highest standards. Our platform generates detailed reports on compliance status, helping you to easily identify any gaps or areas to keep costs down.
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Ruleguard has an integrated solution designed to enable service organisations to document their internal controls and map these to applicable control objectives in compliance with any applicable standards or requirements, such as AAF, SOC, and ISAE. Implement workflow solutions to streamline information sharing with auditors.
