Asset management compliance solutions
Higher compliance. Lower costs
Nail asset management compliance without bloating your headcount or needlessly expending limited resources.
Client asset compliance
With line-by-line rule mapping, secure document storage, built-in attestation management, resolution pack maintenance, and one-click reporting, Ruleguard makes client asset regulatory compliance quick and painless.
Client assurance
No more duplication, miscommunication or manual updates. Ruleguard shares critical information with third parties seamlessly and securely, highlighting changes so you're always looking at the latest data.
Evidence management and task lists
Get a complete view of your compliance pipeline. Monitor project progress, manage dependencies, streamline four-eye checks, sign-offs and approvals, and keep a record of everything for auditors and regulators.
Operational risk management
Proactively protect your firm from operational risks. Ruleguard continuously monitors your firm’s asset management regulatory compliance and identifies gaps so nothing falls through the cracks, no matter how busy it gets.
