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Ruleguard’s regulatory insights & resources

Dive deep into compliance mastery and enjoy browsing through our exclusive, extensive regulatory insights and resource library tailored for Financial Services.

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Blogs

trust | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

ESG: Positive, Sustainable Change

ESG: Positive, Sustainable Change

corporate governance,  COP26,  ESG,  trust,  sustainability,  SDR,  transparency,  sustainable disclosures

In November, the Financial Conduct Authority’s CEO, Nikhil Rathi delivered a speech at the United Nations Climate Change Conference (COP26). His speech highlighted the need for a strategy that encourages positive and sustainable change. The FCA’s strategy supports the...

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UK SOX: Why We Need Reform

UK SOX: Why We Need Reform

accountability,  oversight,  SOX,  trust,  audit trail,  audit reform,  UK SOX

In 2002, the USA implemented the Sarbanes Oxley Act (SOX). It caused quite a stir at the time due to the time and effort required to make changes to comply with it. Some felt that it was too onerous. Others felt it was an overreaction to some large corporate failures....

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