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compliance | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

The ROI of GRC – Why Value Is Not Found in Headcount Reduction

governance, compliance, RegTech, risk management, GRC, headcount

The Role of GRC - Why Value is Not Found in Headcount Reduction Making the Case for Investment in Risk and Compliance Technology In 1907, the RMS Lusitania was hailed as an engineering marvel. But behind the glamour, shipping lines like Cunard understood that true...

GRC and the Plumbing Problem: Why “What’s Out of Sight Shouldn’t Be Out of Mind”

governance, accountability, compliance, risk management, GRC, Compliance Monitoring

GRC and the Plumbing Problem: Why 'What’s Out of Sight Shouldn’t Be Out of Mind' How to Make Risk and Compliance Visible to Those Who Need to Care When the Ro mans built their aqueducts over 2,000 years ago, they weren’t just showing off engineering geniuses, they were...

The Cost of Doing Nothing

governance, accountability, compliance, risk management, GRC, Compliance Monitoring

Why Inaction Is No Longer an Option in GRC & RegTech In financial services, GRC and RegTech play a central role in building operational resilience, maintaining stakeholder trust, and meeting regulatory expectations. Yet, many organisations continue to rely on manual,...

Consumer Duty: Data to demonstrate compliance

compliance, Consumer Duty, data

Consumer Duty: Data to demonstrate compliance It’s now just over a year since Consumer Duty came into force for open products and 31st July 2024 saw the regime extended further to closed products. FCA took this opportunity to share feedback, and highlight areas where...

Why Managing Conflicts should still be on your agenda!

wealthmanagement, consumerduty, compliance, corporate governance, risk management, conflicts, SM&CR

Conflicts of interest is a subject matter that should be relatively easy to understand and as such, straightforward when it comes to compliance. Why then do we hear of senior managers who have failed to declare a potential conflict or to recuse themselves from related...

Are you ready for the Consumer Duty?

governance, third parties, accountability, assessments, wealthmanagement, consumerduty, systems and controls, compliance, culture, corporate governance

Following the initial milestone of 31st October 2022, the FCA reviewed a sample of the implementation plans from some of the larger firms operating in the UK. These were firms deemed to be of higher risk as they operate in the retail market and could impact both...

Prevent bribery occurring on your watch

systems and controls, compliance, FCA, bribery, monitoring, audit

The Bribery Act 2010 updated former outdated legislation. The Act explains bribery & sets out various offences under the Act: Being bribed Bribing foreign public officials Failing to prevent bribery Making facilitation payments The Act defines Bribery as an act...

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