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SM&CR: Enhancing Ethics, Accountability & Culture
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Financial Crime: Preventing Market Abuse
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Financial Crime: Preventing Market Abuse
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Operational Resilience: Adapt, Respond & Recover
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Assess & Prove Competence

Assess & Prove Competence

governance, accountability, culture, corporate governance, oversight, Code of Conduct, SM&CR, competence, audit trail

The Senior Managers & Certification Regime (SM&CR) was first introduced in 2016 for banks and then phased in until it was finally extended to include the remaining regulated firms at the end of 2019. SM&CR aims to encourage greater accountability within firms whilst...

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