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Ruleguard’s regulatory insights & resources

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Blogs

client money | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

What is CMAR anyway?

What is CMAR anyway?

oversight,  CASS,  CMAR,  client assets,  client money

The purpose of the Client Assets Sourcebook (CASS) is to ensure that client money and assets are always protected. Importantly, all money and assets held for a client can be returned promptly, particularly if the firm should fail. Following the failure of investment...

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CASS Firms: Focus on Resilience

CASS Firms: Focus on Resilience

governance,  third parties,  CASS,  client assets,  resolution pack,  outsourcing,  client money

In 2020 the FCA issued three Dear CEO letters. The letters were a reminder to firms of the obligations relating to client assets and client money. FCA reminded firms of the importance of maintaining adequate measures to protect client money and assets in the current...

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