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Ruleguard’s regulatory insights & resources

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Blogs

certification | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

Has SM&CR made a difference?

Has SM&CR made a difference?

governance,  accountability,  culture,  remuneration,  SIMR,  SM&CR,  certification,  competence

The Senior Managers & Certification Regime (SM&CR) for insurers took effect in December 2018. As part of the Solvency II regime, insurers were already subject to the Senior Insurance Managers Regime (SIMR) introduced in 2016. Despite that, there were some new...

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FMIs, Get set for SM&CR

FMIs, Get set for SM&CR

accountability,  SM&CR,  certification,  conduct rules

HM Treasury issued a consultation earlier in July. The proposals signal HMT’s intention to extend the Senior Managers & Certification Regime (SM&CR) to include Financial Market Infrastructures (FMIs). Interested parties should submit their responses by 22 October 2021....

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