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About Ruleguard

Leading RegTech provider: 
Big-name capabilities, boutique service.

Marketing and sales have all the cool software. We think it's time that changed, don't you?

Introducing Ruleguard: the leading RegTech provider offering world-class GRC software with a personal touch. We empower firms to master compliance and aim higher, with lower effort.  

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Who we work with

Financial services companies of all shapes and sizes rely on Ruleguard's software to set high standards of compliance.

Our Partners
FNZ
Cazenove
Royal London
Fiske
Monex
Rathbones
Nucleus
Quilter Cheviot
Santander
True Potential
Liberum
Computershare

The Ruleguard difference

Innovation is in our DNA. But, more importantly, we genuinely care about helping you make your GRC framework as robust and easy to manage as possible. 

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Surgical precision

We don't try to be everything to everyone. The Ruleguard platform is designed specifically for the financial services industry. That means you get exactly what your firm needs, and no expensive bells and whistles you'll never use.

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One-to-one attention

We'll give you the VIP treatment, no matter your size or market share. We're as invested in your success as you are. The team is always on hand to ensure implementation goes smoothly and that you get the maximum value from our GRC platform.

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Technical mastery

As a RegTech provider with over a century of combined experience, our team brings a wealth of Financial Services and software development knowledge to the table. But we don't rest on our laurels and constantly look for ways we can serve you better.

Ruleguard’s vision

At Ruleguard, our vision is a Financial Services market where it’s easy for firms to comply with various regulations through innovative software.

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Leadership

Empowering individuals to inspire, guide, and drive collective efforts towards a shared vision, fostering growth and accountability.

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Innovation

Encouraging creativity and forward thinking to pioneer new solutions, adapt to change, and stay ahead in a dynamic market.

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Judgement

Cultivating knowledge and expertise to make informed decisions, balancing risks and opportunities with ethical considerations.

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Excellence

Striving for the highest standards of quality and performance in all endeavours, fostering a culture of continuous improvement and achievement.

The story so far

'Surely, somebody's already built a Client Assets compliance monitoring software solution?'

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This is a question that sparked a game-changing idea. 

Within days of launching the first iteration of the Ruleguard platform, our thinking was vindicated. A multi-billion global custody firm reached out because they couldn't find anything like our GRC software anywhere else. 

That led to a bigger project – and ten even bigger ones after that – and we haven't looked back since.

From humble beginnings to rapid growth

The 'A-ha!' moment

Right out of the gate, we realised Financial Services firms had a problem. Most of the compliance monitoring software on the market are point solutions: tools that address a specific issue.

But that makes things harder, not easier. Creating more fragmentation. Stretching Compliance teams to the limit. What's really needed, we realised, is one joined-up platform. A central hub for the whole compliance lifecycle.

Angel funding

The success of our prototype enabled us to secure angel investor funding. 

With £2.5 million to play with, we got to work improving and expanding our platform, adding an SMCR compliance module, breach-and-issue-management  capabilities, third-party oversight, and other powerful features.

Moving up

Ten years of strategic thinking, careful planning, and elbow-grease later, Ruleguard is the platform of choice for some of the biggest names in the Financial Services sector. 

We've helped Tier 1 banks, global insurers, leading wealth managers and more take charge of GRC and set market-beating standards of conduct.

Looking ahead

What's next for Ruleguard?

Simple. We want our RegTech platform to become better and better, ending the pain of compliance and helping you make it your competitive advantage.  Or, put more simply, to give Compliance teams the software they deserve.

Struggling to master your compliance pipeline?

Let's show you how Ruleguard can help you build a robust GRC framework, without headaches or spiralling costs. 

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Corporate social responsibility

At Ruleguard, we recognise and embrace the significant impact our operations have on fostering a more equitable and sustainable society. Our commitment to social responsibility is deeply ingrained in our values and influences every aspect of our business conduct.

Our team

Our employees are the heart of our business. They are the driving force behind our innovation, the exceptional quality of our offerings, and our client-focused service.

Fostering a positive and rewarding work environment is at the core of our approach to corporate responsibility. We are committed to nurturing our teams, so they are both motivated and empowered, enabling us to achieve remarkable outcomes.

Our environment

We acknowledge the urgency of addressing climate change and believe in the power of collective action. Ruleguard is dedicated to contributing to the global effort to reach Net Zero emissions by 2050.

We’ve taken the step to quantify our carbon footprint and have developed a comprehensive strategy aimed at reducing and offsetting our emissions, thereby mitigating our impact on the climate.

Our commitment to environmental sustainability is ongoing; we continuously seek innovative ways to enhance our eco-friendly practices and support broader climate objectives.

Community engagement

Contributing positively to the well-being of the communities where we operate is a key aspect of our vision. In addition to creating job opportunities and reducing our environmental footprint, we enjoy active participation in community initiatives and charitable work.

We engage in this mission alongside our employees and like-minded partners, offering our support through sponsorships, donations to both national and local charities, funding for community projects, and volunteer work.