Compliant by Nature

At Ruleguard, we help regulated firms confidently manage risk, oversight, and compliance.

Our intelligent platform replaces manual processes with scalable, auditable automation, giving you control, visibility, and peace of mind.

Whether it's CASS, compliance monitoring, operational resilience or regulatory change, Ruleguard makes governance smart, seamless, and stress-free.

Powerful. Effective. Easy-to-use.
Discover how Ruleguard takes the effort out of tracking your regulatory obligations and monitoring compliance.

See it in action

Powerful. Effective. Easy-to-use.
Discover how Ruleguard takes the effort out of tracking your regulatory obligations and monitoring compliance.

See it in action

Who we work with

Financial services companies of all shapes and sizes rely on Ruleguard's software to set high standards of compliance.

Our Partners

Why Ruleguard?

GRC software for financial services

Ruleguard's integrated, user-friendly compliance tracking software handles your GRC framework's whole lifecycle.

Align

Create a single source of truth for your whole firm, whether you're a startup or a multinational.

Automate

Identify changes, map rules to risks, and build custom workflows without writing a single line of code.

Attest

Comprehensively evidence compliance with a complete, accurate, systematic audit trail.

Explore the platform

Compliance and risk management

Meet regulatory requirements with less effort. Automatically track regulations, plan for change, and set clear, verifiable standards of conduct.

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Employee oversight

Train staff, monitor their conduct, and keep them accountable. Ruleguard ensures compliance is integral to your culture, not just a tick-box exercise.

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Consumer duty

Show stakeholders you walk the talk on compliance. Sign off financial promotions, review client files, and manage complaints from one place.

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'The best we've found.

"No other solution we looked at for managing our regulatory processes and controls came close to Ruleguard."

Monex Europe

Seamless, effective, and prompt.

"Ruleguard has made the process of monitoring our controls framework much more efficient. The platform has granular details for each risk, process, and CASS rule, reports are easy to generate, and the team always get back to us quickly when we have queries or issues."

FNZ

Ruleguard makes it easy to stay on top of compliance

"It has enabled us to improve the quality of our CASS documentation, controls assurance, MI, and oversight while remaining efficient."

Royal London

Duty Bound: The UK Consumer Mandate in a Global Age

WEBINAR

As the UK’s Consumer Duty sets a new benchmark for customer protection, firms face mounting pressure to evidence fair value, clarity, and ongoing support throughout the customer lifecycle. This isn’t just a compliance obligation, it’s a cultural shift toward putting outcomes at the heart of every decision.

In this on-demand webinar, Ruleguard’s Head of Risk & Compliance, Priscilla Gaudoin, explores how firms can meet the Duty’s demands while operating across global markets. Gain insights into what good looks like under the FCA’s expectations, and how technology can help drive consistency, accountability, and measurable improvement in customer experience.

July 23 - Duty Bound The UK Consumer Mandate in a Global Age

Product Governance: Aligning innovation, ethics and accountability

FCA, MIFID II, Consumer Duty, Product Governance

In today’s fast-evolving regulatory environment, effective product governance is no longer optional, it’s essential. This exclusive whitepaper offers financial services firms a practical roadmap to strengthen their product governance frameworks, meet the latest FCA and...

Operational Resilience: Adapt, Respond & Recover

operational resilience

As regulatory bodies collaborate to set new requirements, firms are challenged to build a robust infrastructure ensuring resilience in the face of operational disruptions. Discover practical strategies to strengthen your business's resilience. Download our white paper...

Best Practice in Third Party Risk Management

risk management

Risk management is key to fulfilling regulatory obligations. Whilst third parties help with efficiencies and lower costs, they also create additional risks. Equip yourself with the knowledge needed to navigate the complexities of TPRM effectively and safeguard your...