Automated Compliance for Regulated Firms.

Ruleguard automates risk and compliance processes, giving you visibility, control, and peace of mind, all without the manual effort.

Effortless compliance tracking, so you can focus on your business, not the paperwork.

See how Ruleguard simplifies compliance in minutes.

See it in action

Effortless compliance tracking, so you can focus on your business, not the paperwork.

See how Ruleguard simplifies compliance in minutes.

See it in action

The platform that global firms rely on

Discover why financial services companies around the world trust Ruleguard to manage their risk and compliance.

Our Partners

Why Ruleguard?

GRC software for financial services

Ruleguard's integrated, user-friendly compliance tracking software handles your GRC framework's whole lifecycle.

Align

Create a single source of truth for your whole firm, whether you're a startup or a multinational.

Automate

Identify changes, map rules to risks, and build custom workflows without writing a single line of code.

Attest

Comprehensively evidence compliance with a complete, accurate, systematic audit trail.

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Compliance and risk management

Meet regulatory requirements with less effort. Automatically track regulations, plan for change, and set clear, verifiable standards of conduct.

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Employee oversight

Train staff, monitor their conduct, and keep them accountable. Ruleguard ensures compliance is integral to your culture, not just a tick-box exercise.

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Consumer duty

Show stakeholders you walk the talk on compliance. Sign off financial promotions, review client files, and manage complaints from one place.

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'The best we've found.

"No other solution we looked at for managing our regulatory processes and controls came close to Ruleguard."

Monex Europe

Seamless, effective, and prompt.

"Ruleguard has made the process of monitoring our controls framework much more efficient. The platform has granular details for each risk, process, and CASS rule, reports are easy to generate, and the team always get back to us quickly when we have queries or issues."

FNZ